LPL Financial LLC

LPL Financial LLC

The California Office of the Attorney General reported a data breach involving LPL Financial LLC on November 17, 2018. The breach occurred on November 1, 2018, and was caused by unauthorized access to a user's account of their service provider, Capital Forensics, potentially exposing personal information including names, account numbers, and Social Security Numbers.

Source: https://oag.ca.gov/ecrime/databreach/reports/sb24-141893

TPRM report: https://www.rankiteo.com/company/lpl-financial

"id": "lpl814072625",
"linkid": "lpl-financial",
"type": "Breach",
"date": "11/2018",
"severity": "50",
"impact": "2",
"explanation": "Attack limited on finance or reputation"
{'affected_entities': [{'industry': 'Finance',
                        'name': 'LPL Financial LLC',
                        'type': 'Financial Services'}],
 'attack_vector': 'Unauthorized Access',
 'data_breach': {'personally_identifiable_information': True,
                 'sensitivity_of_data': 'High',
                 'type_of_data_compromised': ['Names',
                                              'Account Numbers',
                                              'Social Security Numbers']},
 'date_detected': '2018-11-01',
 'date_publicly_disclosed': '2018-11-17',
 'description': 'The California Office of the Attorney General reported a data '
                'breach involving LPL Financial LLC on November 17, 2018. The '
                'breach occurred on November 1, 2018, and was caused by '
                "unauthorized access to a user's account of their service "
                'provider, Capital Forensics, potentially exposing personal '
                'information including names, account numbers, and Social '
                'Security Numbers.',
 'impact': {'data_compromised': ['Names',
                                 'Account Numbers',
                                 'Social Security Numbers']},
 'initial_access_broker': {'entry_point': 'User Account'},
 'post_incident_analysis': {'root_causes': 'Unauthorized Access to User '
                                           'Account'},
 'references': [{'date_accessed': '2018-11-17',
                 'source': 'California Office of the Attorney General'}],
 'title': 'Data Breach at LPL Financial LLC',
 'type': 'Data Breach',
 'vulnerability_exploited': 'User Account'}
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